Carol is a Senior Managing Director in the firm’s Risk and Compliance practice and leads the firm’s Global Thought Leadership Program. Prior to joining Protiviti, Carol was a Partner with Arthur Andersen where she led the Global Regulatory Practice; a founding member of The Secura Group and leader of the firm’s Risk Management practice; and a regulator with the Office of the Comptroller of the Currency, a bureau of the U.S. Treasury Department.

An experienced consultant with more than thirty-five years of experience, Carol has extensive knowledge of numerous risk and regulatory issues affecting the financial services industry and frequently writes about and speaks on these issues.

For the last several years, Carol has been a regular presenter at the Institute of International Bankers’ BSA/AML/OFAC Training Series. Previously, she was a lecturer at the Boston University School of Law for which she has designed and taught a financial crimes course in the University’s Certificate in Financial Services Compliance program.

David has extensive private sector experience. He was a Senior Consultant in Deloitte’s Business Intelligence Services where he worked with a diverse group of finance, defense, and intelligence organizations. Prior to that role, David worked at the Economist Intelligence Unit where he researched and reported on multinational corporations, banking, and foreign direct investment in China. 

David received a M.S. in National Security Strategy from the National War College and a B.A. in International Economic Relations from American University. He also spent time studying at the London School of Economics and Peking University. 

Before establishing a career within economic sanctions compliance risk management, Peter held various management roles within consumer banking legal and regulatory compliance organizations. Peter is a D.C. native; he earned his JD/MBA from Duke University and bachelors in International Relations and Psychology from UNC-Chapel Hill.