ACSS & FTI Webinar: US Export Controls and the Financial Services Industry - Association of Certified Sanctions Specialists

US Export Controls and the Financial Services Industry

June 06, 2024 | 09:00 AM – 10:15 AM NYC

Sponsored by:

FREE Webinar

CSS Credits: 1.25


75 minutes


  • Eric J. Rudolph
  • Jonathan Cross


Alexander Witt CSS, Sanctions & Export Controls Consultant, ACSS


Thursday, June 6, 2024


  • 09:00 AM – 10:15 AM NYC
  • 02:00 PM – 03:15 PM London
  • 03:00 PM – 04:15 PM Amsterdam


The financial services industry plays a critical role in facilitating global trade, but it also operates within a complex web of US export control regulations. This webinar will equip you with the knowledge and insights you need to navigate this ever-evolving landscape.

What you’ll learn:

  • Understanding US Export Controls: We’ll break down the fundamentals of US export controls, including the types of items and technologies regulated, and the key government agencies involved.
  • Impact on Financial Services: We’ll explore how these regulations specifically impact the financial services industry, addressing areas like trade finance, sanctions compliance, and customer due diligence.
  • Mitigating Risk and Ensuring Compliance: Learn practical strategies to identify and mitigate export control risks in your financial services operations. We’ll discuss best practices for implementing an effective compliance program.
  • Case Studies and Real-World Examples: Gain valuable insights from real-world scenarios and case studies highlighting the challenges and su

Join us for an insightful discussion of the extraterritorial reach of U.S. sanctions and equip yourself with the knowledge and strategies necessary to navigate the challenges.

Certificate of Attendance:

All active ACSS members will be able to download the certificate from the Learning Management System (under the achievements tab). 

Event Registration

Register for this FREE webinar today! Tell your friends, clients, customers and colleagues about it.

ACSS webinars conduct audience polls that will give you vital benchmarking data so you can measure your sanctions compliance against others.

ACSS Members who attend the live session can download their Certificate of Attendance from our member-only platform.


Jonathan Cross

Herbert Smith Freehills LLP

Eric J. Rudolph

Managing Director and Export Controls & Sanctions Leader for the Americas
Forensic & Litigation Consulting


Alexander Witt CSS

Sanctions & Export Controls Consultant

Alexander Witt is a Sanctions & Export Control Consultant for the Association of Certified Sanctions Specialists (ACSS). He is an expert in EU, US, and German Sanctions and Export Control Laws and Regulations. Previously Alexander worked as a Sanctions & Export Control Consultant at Full Circle Compliance and as an Export Compliance Officer at Fujifilm Europe in the Netherlands.

Customer Testimonials

“I really appreciated the detail and references on the slides, very helpful”.

Scott Kinney, CAMS

Compliance Manager Global Sanctions Group, Wells Fargo Bank, N.A.

“Great job. Very informative”.

Brianna Long

Senior Compliance Analyst Compliance and Risk Investigations and Analysis, Convera