ACSS New York Chapter
Cracking the Shell: The Interaction between Sanctions and Front Companies
Hosted by
Moody's Analytics
Thu, 25 Jan 2024
5:30 PM EST
Speakers
- Jacqueline Santos, PNC Bank
- Peter Piatetsky, Castellum.AI
- Richard Graham, Moody’s Analytics
- Howard Spieler, Citi
Event Information
Kick off the New Year with an ACSS New York Chapter event, hosted by Moody’s Analytics.
Our event will feature a star panel of experts addressing us on how shell companies are being used to evade sanctions and how to spot the red flags, followed by a chance to network and share knowledge with your colleagues over drinks and nibbles.
If you are a professional in the Tristate area who works in the sanctions or export controls space, this event is not to be missed!
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Agenda as follows:
5:30 – 5:45pm: Registration & Welcome Refreshments
5:45 – 6:00pm: Welcome from Katherine Curtin – Moody’s, Introduction from Tiffany Jenkins – ACSS, and Chapter Update from our Chapter Chair, Howard Spieler – Citi
6:00 – 6:45: Panel of experts: Sanctions and Shell Companies
????Peter Piatetsky, Castellum.AI
????Jacqueline Santos, PNC Bank
????Richard Graham, Moody’s Analytics
????Moderated by Howard Spieler, Citi
6:45 – 7:00pm: Interactive Q&A with our panel
7:00 – 8:30pm: Networking over drinks and nibbles, with quiz and raffle prize draw
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We hope you can join us!
Attend the Event
Speakers
Richard Graham
Director – KYC / Financial Crime
Moody’s Analytics
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Peter Piatetsky
Co-Founder and CEO
Castellum.AI
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Following Treasury, Peter held a leadership role at Woori, one of Korea’s largest banks, supervising all of its financial crimes compliance in the US and advising the Chief Compliance Officer. As part of that role, he led the bank’s compliance technology efforts, including model validations, data integrity audits, and the RFP process for screening system and data vendor selection and replacement. He speaks regularly at industry conferences and is an Adjunct Professorial Lecturer at American University.
Jacqueline Santos
Global Sanctions and AML Regulatory Control Programs
PNC Bank
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Howard Spieler
Sanctions Risk Officer
Citi
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Previously, Howard was a Vice President in the Global Sanctions Compliance Department at MUFG, where he collaborated on sanctions compliance program initiatives and worked on wide-ranging projects, including risk assessments, global product reviews, and consulting on complex transactions. Prior to that, he held anti-financial crime roles at Citibank and AIG, where he provided sanctions and compliance subject-matter expertise to global stakeholders.
Before that, Spieler served in the Bloomberg administration for 10 years, with seven of those years as head of compliance at the New York City Economic Development Corporation, where he helped develop and maintain its risk-based compliance program, which included managing regulatory reporting as well as the ongoing monitoring and assessment of a $30 billion portfolio of public-private real estate transactions.
Between 2016 and June 2023, Howard served on the volunteer board of the ACAMS New York Chapter, with the last five years as the Chapter Co-Chair. Howard holds a Master’s Degree in Accounting from Kean University, a Master’s Degree in Business Administration (MBA) from St. John’s University, and a Bachelor of Arts with a focus on political science from the University at Albany, State University of New York. Additional information about Howard’s education and professional experience may be found at https://www.linkedin. com/in/howardspieler.