chapter-nyc-20240125 - Association of Certified Sanctions Specialists

ACSS New York Chapter

Cracking the Shell: The Interaction between Sanctions and Front Companies

Hosted by    

Moody's Analytics
250 Greenwich Street New York, NY 10007 United States
Thu, 25 Jan 2024

5:30 PM EST

Speakers
  • Jacqueline Santos, PNC Bank
  • Peter Piatetsky, Castellum.AI
  • Richard Graham, Moody’s Analytics
  • Howard Spieler, Citi

Event Information

Kick off the New Year with an ACSS New York Chapter event, hosted by Moody’s Analytics.

Our event will feature a star panel of experts addressing us on how shell companies are being used to evade sanctions and how to spot the red flags, followed by a chance to network and share knowledge with your colleagues over drinks and nibbles.

If you are a professional in the Tristate area who works in the sanctions or export controls space, this event is not to be missed!

Agenda as follows:

5:30 – 5:45pm: Registration & Welcome Refreshments

5:45 – 6:00pm: Welcome from Katherine Curtin – Moody’s, Introduction from Tiffany Jenkins – ACSS, and Chapter Update from our Chapter Chair, Howard Spieler – Citi

6:00 – 6:45: Panel of experts: Sanctions and Shell Companies

????Peter Piatetsky, Castellum.AI

????Jacqueline Santos, PNC Bank

????Richard Graham, Moody’s Analytics

????Moderated by Howard Spieler, Citi

6:45 – 7:00pm: Interactive Q&A with our panel

7:00 – 8:30pm: Networking over drinks and nibbles, with quiz and raffle prize draw

We hope you can join us!

Attend the Event

Speakers

Richard Graham

Director – KYC / Financial Crime

Moody’s Analytics
Show more
Richard Graham is the director/industry practice lead focused on third-party due diligence/KYC solutions at Moody’s Analytics. Before joining Moody’s Analytics, Mr. Graham held a variety of senior roles at both Featurespace and BAE Systems, focused on financial crime technology. Mr. Graham began his career working with fraud and money laundering business and technology teams at Fidelity Investments, where he was an investigator and implementation/FinCrime data expert. He has worked with many large financial institutions and FinTechs to solve the most complex financial crime technology challenges.

Peter Piatetsky

Co-Founder and CEO

Castellum.AI
Show more
Peter Piatetsky leads strategy, growth and product design at Castellum.AI, working closely with clients to achieve risk-aligned coverage for all of their compliance needs. Prior to co-founding Castellum.AI, he served at the US Treasury Department in multiple roles, including as Senior Policy Advisor, advising the President, Treasury Secretary and other principals on sanctions, anti-money laundering and terrorist financing related to Iran, Lebanon and Israel/Palestine. Peter was detailed to the Financial Action Task Force, representing the US as an assessor for the mutual evaluation of Bahrain.

Following Treasury, Peter held a leadership role at Woori, one of Korea’s largest banks, supervising all of its financial crimes compliance in the US and advising the Chief Compliance Officer. As part of that role, he led the bank’s compliance technology efforts, including model validations, data integrity audits, and the RFP process for screening system and data vendor selection and replacement. He speaks regularly at industry conferences and is an Adjunct Professorial Lecturer at American University.

Jacqueline Santos

Global Sanctions and AML Regulatory Control Programs

PNC Bank
Show more
Ms. Santos is responsible for Global Sanctions and AML Regulatory control programs at PNC Bank. As Senior Vice President and Enterprise Sanctions Officer, she is responsible for managing the compliance teams that support Sanctions Compliance. She has AML compliance oversight for Trade Finance, PNC Foreign Offices and AML Special Programs. Ms. Santos’ over 30 years’ experience with PNC Bank has involved a number of compliance leadership positions in support of the Corporate and Institutional Bank, Treasury Management and Bank Operations including direct management of Funds Transfer Operations and Large Currency Reporting. She has coordinated and lead integration activities for several mergers and acquisitions specific to Sanctions and Anti-Money Laundering compliance programs. Ms. Santos has a Bachelor of Science Degree from Kean University and is a current member of the Women’s Business Resource Group.

Howard Spieler

Sanctions Risk Officer

Citi
Show more
In June 2023, Howard joined Citigroup as a Sanctions Risk Officer for the Banking, Capital Markets, and Advisory Group, where he works with first and second line stakeholders to ensure sanctions compliance with applicable regulations, policies, and procedures.

Previously, Howard was a Vice President in the Global Sanctions Compliance Department at MUFG, where he collaborated on sanctions compliance program initiatives and worked on wide-ranging projects, including risk assessments, global product reviews, and consulting on complex transactions. Prior to that, he held anti-financial crime roles at Citibank and AIG, where he provided sanctions and compliance subject-matter expertise to global stakeholders.

Before that, Spieler served in the Bloomberg administration for 10 years, with seven of those years as head of compliance at the New York City Economic Development Corporation, where he helped develop and maintain its risk-based compliance program, which included managing regulatory reporting as well as the ongoing monitoring and assessment of a $30 billion portfolio of public-private real estate transactions.

Between 2016 and June 2023, Howard served on the volunteer board of the ACAMS New York Chapter, with the last five years as the Chapter Co-Chair. Howard holds a Master’s Degree in Accounting from Kean University, a Master’s Degree in Business Administration (MBA) from St. John’s University, and a Bachelor of Arts with a focus on political science from the University at Albany, State University of New York. Additional information about Howard’s education and professional experience may be found at https://www.linkedin. com/in/howardspieler.