SIX Group Sponsored Webinar: Navigating Sanctions Compliance Across Global Sanctions, Asset Classes and Use Cases
Duration: 75 minutes
Nooruddin Tharani, JD, CAMS, Head of Sanctions, Interactive Brokers LLC
Jeremy Brayman, Senior Manager, Global Sanctions, Charles Schwab
Haider Mannan, Regulatory Specialist, SIX
Moderator: Natasha Bright, Reporter, ACSS
CSS Credits: 1
Date: Thursday, May 13, 2021
Time: 11:00 AM – 12:15 PM New York (EST)
04:00 PM – 05:15 PM London (GMT)
05:00 PM – 06:15 PM Amsterdam (CET)
Register for this panel discussion to find out more about:
- How complex is the Sanctions screening and tracking today?
- How to deal with multiple everchanging sanctions regimes?
- How are existing regulations evolving? What are the trends and new use cases?
- What are the new implications for the sell-side and the buy-side?
- How to stay compliant across all asset classes?
- Specific use case: Best practice from the buy-side on how to screen EFTs
Register for this FREE webinar today!
Tell your friends, clients, customers and colleagues about it.
ACSS webinars conduct audience polls that will give you vital benchmarking data so you can measure your sanctions compliance against others.
Attendees who attend the live session will get a Certiﬁcate of Attendance to demonstrate training to auditors and regulators. For any assistance please
JD, CAMS, Head of Sanctions
Interactive Brokers LLC
Senior Manager, Global Sanctions
Jeremy Brayman works at Charles Schwab, where he leads the Global Sanctions department’s strategy and governance program. In this capacity, he is responsible for ensuring that the firm maintains the necessary policies and procedures to comply with all current sanctions regulations and is well positioned to adapt to any future sanctions programs.
Prior to joining Schwab, Jeremy worked for two years at a data integration and analytics firm, where he led the company’s efforts in the anti-money laundering/countering the financing of terrorism space. Prior to that, he worked for more than a decade at the U.S. Treasury Department within the Office of Terrorism and Financial Intelligence (TFI), where he covered a wide range of sanctions and financial intelligence issues. He most recently led TFI’s Middle East/Europe/Africa office, which was responsible for tracking and analyzing global terrorist financing networks.
Jeremy received his bachelor’s degree in International Relations and German from Tufts University, and he received his master’s degree in Security Policy Studies from The George Washington University’s Elliott School of International Affairs.
Haider Mannan is a regulatory data specialist at SIX. He covers a range of regulatory topics affecting the investment process, to help firms achieve compliance through value-added services from SIX. Haider is also a keen researcher and is currently analysing the integration of ESG data in sustainable investing.
Haider has worked on alpha generation, risk and regulatory programmes over the last decade, with an emphasis on big data and data management. His experience as a subject matter expert and consultant has included assignments both in the buy- and sell-side at firms such as Allianz, Standard & Poor’s, Strategy & and Wilshire Associates among others.